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刑事第二审启动制度探析

An Analysis of the Initiating System of Criminal Second Instance
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摘要 刑事第二审启动制度以“限制检察官上诉、禁止被告人无理上诉以及正当程序”为原则,其功能在于通过限制控辩双方上诉权的滥用实现公正和效率的双赢。检察官上诉的限制情形包括轻微程序错误、证据瑕疵、轻微案件以及对死缓、无期徒刑上诉的限制等。被告人上诉的禁止情形包括无理上诉、在一审中自愿认罪认罚等。启动程序是指审查法官对上诉进行审查,以确定案件是否可以进入第二审正式审判的程序。该程序以书面审理为原则,听证审理为例外;审查法官作为审查权力主体不得由主审法官担任;审查决定采用一次处决原则。 The criminal second instance initiating system is based on the principles of’’limiting prosecutors’appeals,prohibiting defendants from unreasonable appeals,and due process’’,realizing its function of achieving a win-win situation of justice and efficiency by limiting the abuse of the right of appeal for both the prosecution and the defense.Limitations on prosecutors’appeals include minor procedural errors,evidentiary flaws,minor cases,and restrictions on appeals with reprieve and life imprisonment.The prohibited circumstances of the defendant’s appeal include unreasonable appeal,voluntary admission of guilt and punishment in the first instance,etc.Initiating procedure refers to the process by which the reviewing judge reviews the appeal to determine whether the case can proceed to a formal trial at the second instance.The procedure is based on the principle of written trial,with the exception of hearing trial;the reviewing judge,being the main subject of the review power,shall not be the presiding judge;the principle of one execution shall be adopted for making review decisions.
作者 马贵翔 陈昱霖 MA Guixiang;CHEN Yulin(Fudan University,Shanghai 200433)
机构地区 复旦大学法学院
出处 《犯罪研究》 2022年第6期79-85,共7页 Chinese Criminology Review
关键词 刑事第二审 限制上诉权 审查程序 criminal second instance restriction of appeal right review procedure
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