摘要
国际金融软法是用以规范国际金融关系、虽不具有法律约束力但在实践中具有某种实际效果的规范性文件的总称,突出表现为国际金融标准制定机构制定和发布的各类国际金融标准。既有条约规则作用有限、金融监管实践复杂多变、关涉敏感主权问题、缺乏争端解决机制,是软法在全球金融治理中扮演重要角色的原因。软法在全球金融治理中的价值,既体现为"中转"价值,即作为向"硬法"演进或转化过程中的过渡阶段;更表现为独立价值,即凭借自身特点和优势长期稳定存在并独立发挥作用。在相当程度上,软法在当前全球金融治理中发挥着比硬法更为重要的作用,使得全球金融治理呈现"软法之治"的面貌。
International financial soft law refers to the norms and rules governing international financial relations which have no legally binding force but which nevertheless may have practical effects,especially the various international financial standards formulated by international standard-setting bodies. The limited role played by the existing treaty rules,the complexity and volatility of financial regulatory practice,the sensitiveness of issues related to national sovereignty,and the lack of an effective dispute settlement mechanism in the international financial sector,all lead to the necessity of soft law in global financial governance. Soft law has a dual role in global financial governance – first,as a transfer station or interim period towards "hard law",and second and more importantly,as a set of rules having independent value and contributing to global financial governance in its own right. To a large extent,soft law plays a more substantial role in global financial governance than hard law,and global financial governance might even be characterized as "rule of soft law".
出处
《厦门大学学报(哲学社会科学版)》
CSSCI
北大核心
2016年第2期21-30,共10页
Journal of Xiamen University(A Bimonthly for Studies in Arts & Social Sciences)
基金
国家社科基金项目"国际关系与国际法跨学科研究"(15BFX183)
关键词
软法
全球金融治理
国际金融软法
国际金融监管
硬法
soft law
global financial governance
international financial soft law
international financial regulation
hard law