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碳排放权交易与全要素碳效率——来自我国碳交易试点的证据 被引量:12

Carbon Emission Trading and Total Factor Carbon Efficiency: Evidence from China’s Pilot Carbon Trading
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摘要 碳排放权交易对全要素碳效率(TFCE)的影响研究文献较少,且存在争议,研究碳交易试点对TFCE的影响及机制具有现实意义。利用2002—2017年264个城市的数据,通过SBM模型测算了TFCE,并通过PSM-DID模型分析了碳试点对其的影响。结果显示,碳试点对TFCE具有很强的异质性。一线城市和直辖市具有更便捷的条件进行技术创新、产业调整和资源配置,因此,碳试点促进了这些城市的TFCE。然而,碳试点对普通城市的TFCE并没有显著的影响,可能是对创新的挤出效应导致的。因此,为了顺利实现双碳目标,应尽快建立完善的碳交易机制,促进企业培训碳市场相关人才,提高碳市场信息透明度与可得性,扩大低碳技术与管理手段的推广与应用。 Research literature on the impact of carbon emissions trading on total factor carbon efficiency(TFCE) is rare and controversial. It is of practical significance to study the impact of pilot carbon trading programs on TFCE and its mechanism. Based on the data of 264 cities from 2002 to 2017, TFCE is computed using the SBM model, and the impact of pilot carbon trading on TFCE is analyzed using the PSM-DID model. The results show that pilot carbon trading has substantial heterogeneity with TFCE. First-tier cities and municipalities directly under the central government have more convenient conditions for technological innovation, industrial adjustment and resource allocation. Therefore, pilot carbon trading programs have promoted TFCE in these cities. However, they have no significant impact on TFCE in ordinary cities, which may have been the result of the crowding-out effect on innovation. Finally, to resolve efficiency and equity problems in pilot carbon trading, this study puts forward pertinent policy recommendations.
作者 贾智杰 温师燕 朱润清 JIA Zhi-jie;WEN Shi-yan;ZHU run-qing(Schoot of Economics&Finance,Xi'an Jiaotong University,Xi'an 710061,Shaanxi;Nanyang Research Institute,Xiamen University,Xiamen 361005,Fujian;China Institute for Studie s in Energy PoCco,Xiamen University,Xiamen 361005,Fujian)
出处 《厦门大学学报(哲学社会科学版)》 CSSCI 北大核心 2022年第2期21-34,共14页 Journal of Xiamen University(A Bimonthly for Studies in Arts & Social Sciences)
基金 国家自然科学基金面上项目“环境规制与中国城市经济绿色转型:基于绿色技术进步和产业结构升级视角的研究”(72074184)。
关键词 碳排放交易机制 全要素碳效率 碳交易试点 双碳目标 SBM模型 PSM-DID模型 carbon emission trading mechanism total factor carbon efficiency SBM model PSM-DID model
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